Jobs

Senior Advisor/Assistant Manager/Manager - Conduct & Compliance

AucklandAucklandAuckland RegionNew ZealandOceaniaJuly 19, 2024

KPMG New Zealand is part of the international KPMG network, one of the world’s leading professional services organisations. We provide audit, tax, and advisory services to individuals, SMEs, not-for-profit organisations, multi-nationals and government agencies. Our people experience is anchored in a clearly articulated purpose of ‘Fuelling New Zealand’s prosperity’ and our contribution to the shared wealth and lasting well-being for all New Zealanders. In order to deliver this, we must attract, develop and retain the very best people and create a workplace environment in which everyone is able to flourish.  We are proud of our reputation for values-driven behaviour that guide our actions and defines what it means to work at and be part of KPMG.  We believe in Integrity – We do what is right; Excellence – We never stop learning and improving; Courage – We think and act boldly; Together – We respect each other and draw strength from our differences; and For Better – We do what matters.KPMG's Compliance team proactively helps clients deliver their strategic objectives whilst reducing compliance, regulatory and operational risks. 

The opportunity:

    • We are looking for the right candidate to bring their own experience and insight. You will have the opportunity to broaden your expertise and profile by working with a wide range of clients across the financial services industry, including banking, wealth and insurance.
    • You will be involved with a broad range of opportunities to support our clients with the review of conduct and compliance frameworks, provide input into operational risk management activities,  remediation projects and responding to requirements of key regulatory bodies.

Day to day you will:

    • Support engagement teams to deliver client projects, advising clients on a variety of conduct, compliance, regulatory and governance challenges, including processes and controls, and the embedding of risk and compliance culture throughout the organisation, from the board through to the business.
    • You will support and educate clients on the impact of evolving regulation on their business models, customers, propositions, and markets and support them on their journey through that change. You will have the opportunity to work with KPMG’s broader teams and subject matter experts.
    • Provide best practice approaches to risk and compliance management and mitigation, understanding of principles-based conduct or customer-centric regulation.
    • You will be thinking about, and working on a variety of client challenges, together with your colleagues who enjoy and love what they do.

What you’ll bring to our team:

    • Previous experience in Compliance or in an area that supports Conduct, which could span from customer-facing to product teams, governance, regulation or dealing directly with conduct issues or responding to requirements of key regulators.
    • Knowledge in either retail banking, insurance, financial advice/wealth is preferred.
    • Ability to identify key compliance and conduct issues and translate broad principles and regulations into clear actions and outputs for a business.
    • Commercial awareness and an understanding of developing market challenges and practices.
    • Strong interpersonal skills to communicate with senior leaders and build enduring relationships.
    • Positive and flexible attitude and an enthusiasm to embrace new challenges and growth opportunities to gain experience. A desire for continuous learning and growth opportunities.
Recruitment Agencies: The recruitment for this role is being managed directly by the KPMG Talent Acquisition team. We will contact our preferred agency partners if we require agency assistance. Thank you for your understanding.Life at KPMGKPMG values diversity in the workforce and we encourage candidates from diverse backgrounds to apply for roles, including individuals with a disability, additional mental health needs, chronic health conditions or who identify as neurodivergent. For disabled and neurodiverse candidates, if you encounter accessibility barriers or if you have access needs and require support to participate equitably in the recruitment process, please phone Georgia Yenge on 04 816 4598 or email [email protected] offer rewarding careers to talented individuals and a holistic range of benefits to support your life balance, whatever your circumstance. We want you to do Work That Matters, Thrive and Grow and know that you Belong here with us, at KPMG. As a KPMG employee, we will offer you: —  Access to the firm's annual incentive scheme—  Opportunities for local and international secondments—  Hybrid working across a mix of office, client and home hubs to recognise that people have individual circumstances and preferences when it comes to where and how they work— The ability to work from overseas and extend time connecting with friends and family outside New Zealand—  Flexible leave options, including the ability to purchase additional annual leave—  Gender-neutral support for all stages of the parental journey, including access to 18 weeks of fully paid parental leave for all new parents —   A paid professional association membership of your choice—   Digital accreditations through our partnership with Microsoft, LinkedIn Learning, with bespoke learning pathways for all employees—   A wide-range of special offers and discounts on insurances, banking services, and lifestyle goods and services—   The support, allyship and opportunity to join our many Inclusion, Diversity and Equity Affinity networks, including the Kiwa, Pride, Ethnicity, Accessibility and Wahine groups—  The opportunity to participate in Green Team activities, as we work toward reducing the firm’s environmental footprint and become carbon zero by 2030—  An invitation to join your local Social club and enjoy events aimed at bringing people together for social, sporting, cultural, family and fundraising activities—  Paid time off for volunteering and involvement in citizenship activities—  An array of health and wellness benefits such as free flu vaccinations, subsidised sporting events, free confidential counselling services, additional 5 days of Wellbeing leave to support you and your family's overall health and wellness, access to our Wellbeing portal with an extensive range of advice and resources and much much more! We believe that diversity of background and experience strengthens relationships and delivers meaningful benefits to our people, clients and communities. Our goal is to be recognised as an employer of choice for all, irrespective of gender, ethnicity, generation, flexible work status, family circumstances, sexual orientation or disability. Further info can be found on our website. We are a 2024 Circle Back Initiative Employer – we commit to respond to every applicant.

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